Out Of State Regulations:
Nev. Rev. Stat. § 90.340: 1. The following persons are exempt from licensing: (a) An investment adviser who is registered or is not required to be registered as an investment adviser under the Investment Advisers Act of 1940 if…(3) The investment adviser has no place of business in this State and during any 12 consecutive months it does not direct business communications in this State to more than five present or prospective clients….
In State Regulations:
Generally, no exemption, unless hedge fund meets the requirements of Nev. Rev. Stat. § 90.340 (1)(a)(1).
Comments on this regulation:
Exemption based on an exemption to the registration requirements. Still may be subject to other rules applying to investment advisers. See Nev. Rev. Stat. § 90.340 (1)(a)(1) for exemptions.
State Regulations Website:
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Nev. Rev. Stat. § 90.340: 1. The following persons are exempt from licensing: (a) An investment adviser who is registered or is not required to be registered as an investment adviser under the Investment Advisers Act of 1940 if…(3) The investment adviser has no place of business in this State and during any 12 consecutive months it does not direct business communications in this State to more than five present or prospective clients….
In State Regulations:
Generally, no exemption, unless hedge fund meets the requirements of Nev. Rev. Stat. § 90.340 (1)(a)(1).
Comments on this regulation:
Exemption based on an exemption to the registration requirements. Still may be subject to other rules applying to investment advisers. See Nev. Rev. Stat. § 90.340 (1)(a)(1) for exemptions.
State Regulations Website:
Click to view
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