About the Hedge Fund State Regulation Guide

Regulation of investment companies and hedge funds are not handled by state securities laws, however states may indirectly regulate the funds through regulating the sale of interests in hedge funds.

If a hedge fund chooses not to register with the SEC they may be exempt from state regulatory requirements.

In this guide we hope to outline the hedge fund regulations in each state and provide as much information and as many online resources as possible for each state.

Kansas: Hedge Fund State Regulations

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Out Of State Regulations:
Kan. Stat. Ann. § 17-12a405: The following persons are exempt from the registration requirements: ….(D)(2) a person without a place of business in this state if the person has had, during the preceding 12 months, not more than five clients that are resident in this state….

In State Regulations:
No exemption, based on examiner's comments.

Comments on this regulation:
Exemption based on an exemption to the registration requirements. Still may be subject to other rules applying to investment advisers. See Kan. Stat. Ann. § 17-12a405 for registration requirements and exemptions.

State Regulations Website:
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